Item 2.02. Results of Operations and Financial Condition.On November 4, 2016, the Company issued a press release announcing its financial results for the third quarter ended September 30, 2016 and an update on recent developments. A copy of that press release is furnished as Exhibit 99.1 and is incorporated by reference herein.

The information furnished under this Item 2.02, including the accompanying Exhibit 99.1, shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liability of such section, nor shall such information be deemed to be incorporated by reference in any subsequent filing by the Company under the Securities Act of 1933 or the Exchange Act, regardless of the general incorporation language of such filing, except as specifically stated in such filing.

Item 9.01 Financial Statements And Exhibits(d) Exhibits

Exhibit No. Description
99.1 Press Release of Lion Biotechnologies, Inc., dated November 4, 2016.