$HART Form 8-K

0
596

Form 8-K for HARVARD APPARATUS REGENERATIVE TECHNOLOGY, INC.


31-Mar-2016

Amendments to Articles of Inc. or Bylaws; Change

Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.On March 30, 2016, Biostage, Inc. (formerly known as Harvard Apparatus Regenerative Technology, Inc.) (the “Company”) filed an amendment (the “Charter Amendment”) to its Amended and Restated Certificate of Incorporation with the Secretary of State for the State of Delaware. The Charter Amendment changed the Company’s name from Harvard Apparatus Regenerative Technology, Inc. to Biostage, Inc. The Company also amended and restated its bylaws to reflect the change to the Company’s name (the “Bylaws Amendment”). The Charter Amendment and the Bylaws Amendment each became effective on March 31, 2016.In connection with the name change, the Company will trade on the NASDAQ Capital Market under the new ticker symbol “BSTG”. The new ticker symbol will become effective at the open of the market on April 1, 2016.

 

Item 7.01 Regulation FD Disclosure.In connection with the name change and launch of its new website, the Company also posted an updated version of its investor presentation on its new website. The Company’s investor presentation, which may be further updated from time to time in the future, can be found at the following link:
http://ir.biostage.com/events-and-presentations. The information disclosed under this Item 7.01 is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

 

Item 8.01 Other Events.On March 31, 2016, the Company issued a press release announcing the name change, corporate rebranding initiative and launch of its new website, www.biostage.com. The press release is furnished as Exhibit 99.1 and incorporated herein by reference. The information disclosed under this Item 8.01 and Exhibit 99.1 is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

 

Item 9.01. Financial Statements and Exhibits.(d) Exhibits. 

Exhibit
Number    Title
3.1       Amendment to Amended and Restated Certificate of Incorporation of the
          Company.
3.2       Second Amended and Restated Bylaws of the Company.
99.1      Press Release issued by the Company on March 31, 2016

 

 

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